-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KraTvKFliZPCPt8pHv0ySmtF1jolZ6AavV+TtEpZGs3zaVRfXX0NlMtoNWLv7H17 ivfhOOP0/YKHU1KO4n3vkg== 0000922423-99-000434.txt : 19990322 0000922423-99-000434.hdr.sgml : 19990322 ACCESSION NUMBER: 0000922423-99-000434 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990319 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR GLASS CONTAINER CORP /NEW CENTRAL INDEX KEY: 0001052163 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 593417812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54231 FILM NUMBER: 99568905 BUSINESS ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 BUSINESS PHONE: 8138840000 MAIL ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKEY CHRISTOPHER M CENTRAL INDEX KEY: 0001064413 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035526900 MAIL ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 AMENDMENT 3 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Anchor Glass Container Corporation ---------------------------------- (Name of Issuer) Class A Common Stock, $.10 par value ------------------------------------ (Title of Class of Securities) 033038209 --------- (CUSIP Number) CoMac Partners, L.P. 1 Greenwich Office Park, 3rd Floor Greenwich, CT 06831 (203) 552-6900 ------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) See Items 4 and 5 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [ ] Page 1 of 16 pages SCHEDULE 13D CUSIP No.033038209 Page 2 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Partners, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 45,600/1/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 45,600/1/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,600 (See Item 5)/1/ - -------------------------------------------------------------------------------- - ----------------- /1/ 776,468 shares including 702,675 shares of Class A Common Stock (the "Common Stock") issuable upon conversion of 168,642 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock (the "Preferred Stock") and 28,193 shares of Common Stock issuable upon the exercise of warrants (the "Class A Warrants") owned by CoMac Partners, L.P. Page 3 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.2%/2/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /2/ 60.4% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 4 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac International N.V. Not Aplicable - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands Antilles - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 45,432/3/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 45,432/3/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,432 (See Item 5)/3/ - -------------------------------------------------------------------------------- - ----------------- /3/ 775,438 shares including 701,500 shares of Common Stock issuable upon conversion of 168,360 shares of the Issuer's Preferred Stock and 28,506 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac International N.V. Page 5 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.2%/4/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- /4/ 60.3% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 6 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Opportunities Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 741/5/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 741/5/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 741 (See Item 5)/5/ - -------------------------------------------------------------------------------- - ----------------- /5/ 12,761 shares including 11,592 shares of Common Stock issuable upon conversion of 2,782 shares of the Issuer's Preferred Stock and 428 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac Opportunities Fund, L.P. Page 7 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1%/6/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /6/ 2.3% including shares of Common Stock issuable upon the conversion of the Preferred Stock and upon the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 8 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Endowment Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 15,900/7/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING Not Applicable PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 15,900/7/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,900 (See Item 5)/7/ - -------------------------------------------------------------------------------- - ----------------- /7/ 267,361 shares including 241,908 shares of Common Stock issuable upon conversion of 58,058 shares of the Issuer's Preferred Stock and 9,553 shares of Common Stock issuable upon the exercise of Class A Warrants owned by CoMac Endowment Fund L.P. Page 9 of 16 Pages - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9%/8/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- /8/ 33.1% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. SCHEDULE 13D CUSIP No.033038209 Page 10 of 16 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christopher M. Mackey - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 48/9/ SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY EACH REPORTING 107,673 (See Item 5)/10/ PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 48/9/ -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER 107,673 (See Item 5)/10/ /9/ 825 shares including 746 shares of Common Stock issuable upon conversion of 179 shares of the Issuer's Preferred Stock and 31 shares of Common Stock issuable upon the exercise of Class A Warrants owned by Mr. Mackey. /10/ 1,832,028 shares including 1,657,675 shares of Common Stock issuable upon conversion of 397,842 shares of Preferred Stock and 66,680 shares of Common Stock issuable upon the exercise of Class A Warrants that may be deemed to be beneficially owned by Mr. Mackey (see Item 5). Page 11 of 16 Pages - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 107,721 (See Item 5)/11/ - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.4%/12/ - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- /11/ 1,832,853 shares including 1,658,421 shares of Common Stock issuable upon conversion of 397,842 shares of Preferred Stock that are owned or may be deemed to be beneficially owned by Mr. Mackey (see Item 5). /12/ 80.4% including shares of Common Stock issuable upon the conversion of the Preferred Stock and the exercise of Class A Warrants. Page 12 of 16 Pages Amendment No. 3 to Schedule 13D ------------------------------- This amends the Schedule 13D dated June 22, 1998, as amended and restated by Amendment No. 2 dated September 17, 1998, (the "Schedule 13D") filed by CoMac Partners, L.P., CoMac International N.V., CoMac Endowment Fund, L.P., CoMac Opportunities Fund, L.P. and Christopher M. Mackey (the "Reporting Persons") with respect to the Class A Common Stock, $.10 par value (the "Common Stock") of Anchor Glass Container Corporation, a Delaware corporation (the "Company"). Notwithstanding this Amendment No. 3, the Schedule 13D speaks as of its date. Capitalized terms used herein without definition have the meanings assigned to them in the Schedule 13D. Item 4 of Schedule 13D, "Purpose of Transaction," is amended to add the following at the end thereof: Pursuant to the Plan, on October 15, 1998, the Reporting Persons received additional shares of Common Stock and Preferred Stock, and shares of the Company's Class C Common Stock (the "Class C Common Stock"), as well as additional warrants to acquire Common Stock (the "Class A Warrants") and additional warrants to acquire the Class C Common Stock (the "Class C Warrants" and together with the Class A Warrants, the "Warrants") in respect of the pre-petition indebtedness and trade claims of Anchor Resolution Corp. (formerly named Anchor Glass Container Corporation). See Item 3. The following table sets forth the number of shares of each security (Warrant numbers refer to the shares of the underlying stock issuable upon exercise) received by each of the Reporting Persons.
Reporting Common Preferred Class A Class C Class C Person Stock Stock Warrants Common Stock Warrants - ------ ----- ----- -------- ------------ -------- CoMac Partners 5,273 14,300 1,208 4,134 3,208 CoMac International 4,442 11,443 725 3,878 1,944 CoMac Opportunities 34 78 0 37 0 CoMac Endowment 1,808 4,119 0 1,957 0 Christopher M. Mackey 3 6 0 3 0
The Warrants are currently exercisable, do not require payment upon exercise and expire on June 16, 2008. The Class C Common Stock is non-voting and is automatically convertible into Common Stock on February 5, 2000. Page 13 of 16 Pages Item 5(a) of Schedule 13D, "Interest in Securities of the Issuer," is amended and restated in its entirety as follows: (a) The Reporting Persons own an aggregate of 107,721 shares of Common Stock, representing approximately 19.4% of the shares of the outstanding Common Stock. /13/ The Reporting Persons also own (i) an aggregate of 398,021 shares of Preferred Stock, and (ii) Class A Warrants to acquire an aggregate of 66,711 shares of Common Stock. Each share of Preferred Stock is presently convertible into 4.167 shares of Common Stock. Including the Common Stock issuable on conversion of the Preferred Stock and upon exercise of the Class A Warrants held by the Reporting Persons (but not the Preferred Stock and Class A Warrants held by any other person), the Reporting Persons may be deemed to beneficially own 80.4% of the Common Stock. The following table sets forth the number of shares of Common Stock directly owned by each of the Reporting Persons and the percentage of Common Stock outstanding such ownership represents. This table does not include (i) shares issuable upon the conversion of the Preferred Stock or (ii) shares issuable upon the exercise of Class A Warrants. Percentage of Reporting Shares of Outstanding Person Common Stock Common Stock - ------ ------------ ------------ CoMac Partners 45,600 8.2 CoMac International 45,432 8.2 CoMac Opportunities 741 .1 CoMac Endowment 15,900 2.9 Christopher M. Mackey 48 Less than .1 The following table sets forth the number of shares of Preferred Stock directly owned by each of the Reporting Persons and the shares of Common Stock beneficially owned directly by each of the Reporting Persons (including shares issuable upon conversion of the Preferred Stock and upon exercise of the Class A Warrants) and the percentage of Common Stock outstanding such ownership represents (including shares issuable upon the conversion of the Preferred Stock and upon exercise of the Class A Warrants held by the Reporting Persons but not the Preferred Stock and Class A Warrants held by any other person). - ------------------------------------------ /13/ Based upon 555,802 shares of Common Stock outstanding reported in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 1998. Page 14 of 16 Pages
Shares of Reporting Common Stock Percentage of Person Shares of Class A Beneficially Outstanding Preferred Stock Warrants Owned Common Stock --------------- -------- ----- ------------ CoMac Partners 168,642 28,193 776,468 60.4 CoMac International 168,360 28,506 775,438 60.3 CoMac Opportunities 2,782 428 12,761 2.3 CoMac Endowment 58,058 9,553 267,361 33.1 Christopher M. Mackey 179 31 825 .2
Item 5(c) of Schedule 13D, "Interest in Securities of the Issuer," is amended to add the following new paragraph at the end thereof: (c) On October 15, 1998, the Reporting Persons received distributions of Common Stock, Preferred Stock and Class A Warrants pursuant to the Plan. See Item 4. Except for such distributions, the Reporting Persons have not effected any transactions in the Common Stock during the past 60 days. Item 6 of Schedule 13D, "Contracts Arrangements, Understandings or Relationships with Respect to Securities of the Issuer," is amended by adding the following at the end thereof: The Reporting Persons have received a distribution of Class A Warrants and Class C Warrants pursuant to the Plan. See Items 4 and 5. Page 15 of 16 Pages SIGNATURES ---------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: March 19, 1999 COMAC PARTNERS, L.P. By: CoMac Associates, L.P., general partner of CoMac Partners, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman COMAC INTERNATIONAL N.V. By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Director COMAC ENDOWMENT FUND, L.P. By CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman Page 16 of 16 Pages COMAC OPPORTUNITIES FUND, L.P. By: CoMac Associates, L.P., general partner of CoMac Opportunities Fund, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. By: /s/ Christopher M. Mackey ------------------------- Name: Christopher M. Mackey Title: Co-Chairman /s/ Christopher M. Mackey ---------------------------- Name: Christopher M. Mackey -----END PRIVACY-ENHANCED MESSAGE-----